The Gerontologist 45:676-685 (2005)
© 2005 The Gerontological Society of America
Driving and Dementia of the Alzheimer Type: Beliefs and Cessation Strategies Among Stakeholders
Margaret A. Perkinson, PhD1,
Marla L. Berg-Weger, PhD2,
David B. Carr, MD1,
Thomas M. Meuser, PhD1,
Janice L. Palmer, MSG, RN1,
Virginia D. Buckles, PhD1,
Kimberly K. Powlishta, PhD3,
Daniel J. Foley, MS4 and
John C. Morris, MD1
Correspondence: Address correspondence to John C. Morris, MD, Director, Alzheimer's Disease Research Center, Department of Neurology, Washington University School of Medicine, 4488 Forest Park Avenue, Suite 130, St. Louis, MO 63108. E-mail: morrisj{at}abraxas.wustl.edu
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Abstract
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Purpose: Although driving by persons with Alzheimer's disease (AD) is an important public health concern, we know little about the attitudes and perceptions of key stakeholders regarding driving safety in these individuals or the factors that precipitate and influence driving assessment and cessation decisions. Design and Methods: We convened 10 focus groups composed of persons intimately involved in driving decisions for older adults to identify and compare beliefs and perceptions concerning AD and driving and to identify effective strategies to limit or cease unsafe driving. The 68 focus-group participants included health professionals, transportation and law-enforcement professionals, current and former drivers with AD, and family caregivers of current and former drivers with the disease. Results: With few exceptions, participants said that a diagnosis of very mild AD alone did not preclude driving. Most regarded family members as pivotal in monitoring and managing unsafe driving and recognized their need for institutional and medical support, especially support from physicians in counseling and evaluation of health-related fitness of older drivers. Members of each group acknowledged their own roles and responsibilities in driving decisions and described difficulties they experienced in making assessments and implementing decisions to limit or stop the driving of given individuals with AD. Implications: Education of families, professionals, and transportation specialists is needed to understand the influence of AD severity on driving abilities, identify problem driving behaviors, make appropriate referrals of unsafe drivers, and access available resources for drivers with AD and those most responsible for their safety.
Key Words: Driving cessation Alzheimer's disease Attitudes and beliefs Transportation safety Older drivers
The automobile is the most important mode of transportation by which older adults remain mobile. For example, automobiles are used for nearly 90% of older adult trips outside the home (Collia, Sharp, & Geisbrecht, 2003). Adults over the age of 65 years comprise 13% of current licensed drivers in the United States, and this number is expected to increase to 20% by the year 2030 (U.S. Department of Transportation, 2003). Age-related diseases affect driving ability and raise issues of individual and public safety. Balancing the dual needs of mobility versus safety is difficult. The termination of driving privileges may have serious consequences for older adults, violating individual autonomy (Morris, 1994); impeding access to proper nutrition, medical care, and opportunities for social engagement (Marottoli et al., 2000); and leading to an increase in depressive symptoms (Foley, Heimovitz, Guralnik, & Brock, 2002; Marottoli et al., 1997). To complicate matters, clinical assessments of driving abilities are nonstandard, state policies for license renewal procedures vary widely (Grabowski & Morrisey, 2001), and not all drivers with cognitive impairments necessarily are unsafe (Hunt et al., 1997). Recommendations for driving cessation in cognitively impaired older adults reflect these conflicts and uncertainties (Dubinsky, Stein, & Lyons, 2000; Foley, Masaki, Ross, & White, 2000).
The prevalence of dementing disorders increases with advanced age. Dementia of the Alzheimer type, the clinically diagnosed syndrome of Alzheimer's disease (AD; American Psychiatric Association, 1994), is by far the most frequent dementing disorder in the United States (Barker et al., 2002) and is thus the focus of this study. Between 25% and 35% of older adults with AD are actively driving (Carr, Jackson, & Alguire, 1990; Foley et al., 2000; Gilley et al., 1991). A recent study estimated that approximately 4% of male drivers aged 75 and older were diagnosed with AD (Foley et al.). Given current demographic trends, we can anticipate an increasing number of older adults driving with dementing illnesses over the next few decades. Two issues that should be of interest to the public and health professionals regarding drivers with AD include public safety and driving retirement.
Data on AD drivers indicate that, as a group, when compared with controls, they may be at risk for motor vehicle crashes or impaired performance on road tests (Drachman & Swearer, 1993; Duchek et al., 2003; Fitten et al., 1995). Thus, formal assessment of drivers with early AD has been recommended in the medical literature, with some authors recommending performance-based road testing, and others recommending assessment of dementia severity (Dobbs, Carr, & Morris, 2002; Dubinsky et al., 2000). It is unknown how drivers, their families, practicing physicians, and other health professionals perceive these assessments and whether or not these individuals wish to participate in the assessment process or follow recommendations such as driving cessation or retesting.
The complex series of decisions that lead to driving cessation for individuals with AD are poorly understood (Freund & Szinovacz, 2002; O'Neill, 1997). Families, physicians, agencies, and law-enforcement officers generally take a more active role in initiating, implementing, and enforcing driving decisions for individuals with AD than they do for other older adults (Adler & Kuskowski, 2003; O'Neill et al., 1992; Persson, 1993). In spite of concerns for safety, however, persons with AD and their families seldom actively plan for driving cessation (Adler, Rottunda, Bauer, & Kuskowski, 2000). Years may elapse between the time family members recognize that the driver with AD should stop and actual termination of driving (Cotrell & Wild, 1999). This delay may be due to a number of factors. Drivers with AD often fail to appreciate the need for driving cessation, both because they lack insight into their illness and its consequences (Adler et al., 2000; Feher, Mahurin, Inbody, Crook, & Pirozzollo, 1991; Weinstein, Friedland, & Wagner, 1994; Wild & Cotrell, 2003; although awareness of deficits may varysee Auchus, Goldstein, Green, & Green, 1994, and Verhey, Rozendaal, Ponds, & Jolles, 1993) and because their decisional capacity is impaired (Bédard, Molloy, & Lever, 1996; O'Neill, 1997). Families may lack insight into AD and its impact on driving as well (Adler, Rottunda, & Kuskowski, 1999; Cotrell & Wild; Rees, Bayer, & Phillips, 1995). Families also may fear an increase in caregiving burden following the termination of driving, and with good reason. After losing their license, the majority of persons with AD depend more heavily on family and friends for transportation, neither increasing walking trips to destinations nor increasing their use of public transportation, taxis, or van services (Taylor & Tripodes, 2001). Although they have the potential to play a vital role in decisions regarding driving cessation, physicians often do not recognize cognitive impairment among their patients who drive (Valcour, Masaki, & Blanchette, 2002) and often do not know how to report potentially dangerous drivers with AD (Cable, Reisner, Gerges, & Thirumavalavan, 2000).
Those who find themselves involved in decisions regarding driving and AD frequently experience the process as challenging and somewhat confusing (Wackerbarth & Johnson, 1999). It is unclear how the relevant stakeholders (i.e., the drivers, their families, practicing physicians, traffic and law-enforcement agents, and other professionals) perceive their respective roles and the roles of others in dealing with the rather large array of issues involved in these decisions. There is a dearth of published information on the attitudes and beliefs of various stakeholders regarding safety concerns and driving evaluation for drivers with AD. We also need more information on the barriers that delay driving retirement, and the strategies that lead to appropriate and successful driving cessation. We designed this study to begin to address some of these gaps in our understanding by asking a wide variety of key stakeholders to discuss their beliefs and perceptions of driving and AD. We elicited their views on the circumstances that either allow persons with AD to continue driving or prompt them to retire, and we compared stakeholders' beliefs regarding the identification and management of unsafe drivers with AD and the perceived barriers to and successful strategies for achieving driving cessation when appropriate.
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Methods
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Derivation of Focus Group Questions
A panel of health professionals from Washington University's Alzheimer's Disease Research Center (ADRC) and representatives from the St. Louis Chapter of the Alzheimer's Association was convened to develop questions concerning attitudes and cessation strategies in the area of AD and driving. A subcommittee subsequently refined and standardized these questions for use in the focus groups. The following questions, with associated probes, provided the structure for focus-group discussions:
- What do you think about persons with Alzheimer's dementia continuing to drive? (Probes: Are all persons with Alzheimer's dementia unsafe drivers? Can a person continue to drive safely if Alzheimer's dementia is very mild?) At what severity level or stage does driving become unsafe? What are the pros and cons associated with continuing to drive with Alzheimer's dementia? Is driving a "right" that we all have?
- How can you tell that someone with Alzheimer's dementia is an unsafe driver? (Probes: What specific behaviors or signs indicate impaired driving?) Who is responsible for identifying an unsafe driver? How should driving skills be tested?
- Who is responsible for getting an unsafe driver with Alzheimer's dementia to limit or stop driving? (Probes: What do you see as your role? What would help you in this role?)
- What strategies work well, in your opinion, to get an unsafe driver with Alzheimer's dementia to stop or limit driving? (Probe: Any other person, profession, organization, or institution that you believe might be helpful?) What strategies are not effective and why? (Probe: What outside barriers influence the decision to stop driving when it is time?)
Participant Recruitment
Sixty-eight individuals from disparate backgrounds participated in the study. On the basis of their background, we assigned individuals to one of 10 focus groups: (a) advocates for older adults (i.e., members of various aging-related organizations; n = 10); (b) nonphysician health professionals (i.e., social workers, nurses, occupational therapists, and physician assistants; n = 8); (c) transportation and law-enforcement professionals (i.e., police officers, Department of Motor Vehicles [DMV] driving evaluators, attorneys, and American Automobile Association representatives; n = 8); (d) physicians specializing in AD and other dementing disorders (i.e., geriatricians and neurologists; n = 6); (e) urban-based primary care physicians (n = 5); (f) rural-based primary care clinicians (n = 3; 2 physicians and 1 advanced practice nurse); (g) current drivers with very mild to mild AD based on the Clinical Dementia Rating (CDR; Morris, 1993; n = 9); (h) former drivers with very mild to mild AD, who had ceased driving during the 12-month period prior to recruitment (n = 5); (i) family caregivers of current drivers with mild AD (n = 9); and (j) family caregivers of former drivers with mild AD (n = 5). We derived demographic characteristics for each group from responses to a self-administered questionnaire (subsequently described); these are presented in Appendix A.
We identified focus-group participants through the professional networks of advisory-panel and study-team members and through the ADRC research database. Recruitment was accomplished through telephone contacts and personal letters. We recruited participants with very mild to mild AD (CDR 0.5 and 1, respectively; see Morris, 1993)those most likely to still be driving or to have recently retired from drivingthrough the ADRC. We identified 44 affected individuals on the basis of driving status (i.e., currently driving or ceased driving in the 12 months prior to the time of recruitment), and of these 14 agreed to participate along with their family caregivers (spouse or adult child). We contacted 104 physicians from urban and rural locations about the study, and 13 agreed to participate.
Focus-Group Process
We conducted ten 2-hr focus-group meetings in SpringSummer 2002 at the ADRC. A doctoral-level social worker with experience in qualitative research (M. Berg-Weger) moderated all meetings and videotaped them for later transcription and content analysis. Following informed consent, participants in each group completed a brief demographic and driving-issues questionnaire. The moderator opened each session with personal introductions and then reviewed a handout on the cognitivefunctional stages of AD as defined by the CDR to ensure a basic level of knowledge for subsequent discussion. Using the aforementioned focus-group questions to direct the discussion, the moderator elicited responses regarding participants' beliefs regarding driving and AD and issues surrounding driving cessation. We did not consider driving impairment that was related to factors other than AD (e.g., visual impairment).
Analysis
We used descriptive statistics to analyze the demographic and driving-issues questionnaire data (see Appendix A). Our analysis of the focus-group data used a grounded theory approach (Strauss & Corbin, 1998). The research team reviewed focus-group transcripts and developed a coding scheme (i.e., a hierarchy of descriptive or conceptual phrases summarizing concepts related to the research questions). Two members of the team (M. Perkinson and M. Berg-Weger) used this scheme to independently code each of the 10 focus-group transcripts. Several additional codes were generated during this process and incorporated into the coding scheme. These two team members compared their coding across transcripts and discussed the few instances of dissimilar coding. Approximately 10% of coding decisions required review and revision. All data that pertained to a given code (e.g., testing driving ability) were identified. We used ATLAS.ti Software (Muhr, 1997) to label and assemble all similarly coded segments of text for analysis. We compared and contrasted data for themes and patterns (Luborsky, 1994) across the different groups.
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Results
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Participant Questionnaires
As already described, participants completed a self-administered questionnaire prior to their focus-group session. The responses are summarized in Appendix A. The majority of the members of the health and transportation or law-enforcement professionals groups reported having at least weekly contact with older adults with AD and had intervened to limit or stop driving activity of such individuals. Members of the professional groups were asked to rate how they viewed the success of these interventions. Slightly more than half of the physician respondents and other professionals reported that their interventions were successful or relatively successful. The majority of both groups of family caregivers agreed that the driving of the individual with AD was hindered as a result of cognitive-impairment problems, and most had intervened to limit or stop their relatives' driving, with varying levels of success. The majority of current drivers with AD did not believe that cognitive impairment affected their own driving ability.
Focus Groups
We assembled tables to display the variety of responses for a given research question (Miles & Huberman, 1994). Key beliefs and strategies concerning AD and driving as expressed by members of each focus group are summarized in Tables 14. Because the advocates for older adults (Group 1) and nonphysician health professionals (Group 2) expressed similar beliefs toward driving and AD, we combined their responses in Table 1.
We derived the behavioral indicators of unsafe driving (Table 3) and the strategies recommended to limit or discontinue driving (Table 4) from the combined analyses of all 10 groups. Using the ATLAS.ti Software program, we extracted all segments of text coded as "indicators of unsafe driving" from the individual transcripts and assembled them into Table 3. In a similar fashion, we extracted and assembled all segments of text that had been coded as representing a "strategy to limit or discontinue driving." Subsequent content analyses of these excerpts identified eight categories of strategies. Table 4 contains a list of the categories and the specific actions associated with each.
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Discussion
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In this study we examined beliefs and responses to the issue of AD and driving from members of key stakeholder groups. Our data build on previous work indicating that family members of persons with AD shoulder the primary responsibility to limit or stop driving when cognitive impairment affects driving ability (The Hartford Financial Service Group, 2000). Important information identified in this project includes the use of "pacts" between our caregivers and drivers with AD to monitor unsafe driving, a lack of education on driving and AD issues across all stakeholders, and that some AD drivers demonstrate reasonable awareness of their illness and impaired driving behaviors. We confirm previous studies, reviews, or educational guides (e.g., Mace & Rabins, 1991) that have documented the family's primary role in following driving recommendations, the desire by many groups to have physicians assist with this issue in the office setting (Carr, 2000), the general belief that driving in the early stages of the disease is not necessarily unsafe (Dobbs et al., 2002), and the generation of a list of unsafe driving behaviors or warning signs (The Hartford Financial Service Group).
With few exceptions, participants across all groups expressed that a diagnosis of AD alone did not preclude driving and the decision to continue driving depended on the severity of the disease in each individual or their driving ability (Table 1). In contrast to the members of the other focus groups, transportation and law-enforcement specialists expressed concerns regarding driving at any stage of AD and believed that the safety of the public should take precedence over individuals' driving rights. This belief may stem from their experience with drivers with AD that tended to result from "incidents" or complaints. If this trend is validated in a larger sample, it might indicate a target for an intervention to educate transportation and law-enforcement officials on the nature of AD and the abilities of persons with very mild forms of this disease.
In addition to crash involvement, participants suggested a wide variety of physical and behavioral indicators to identify AD-related driving problems (Table 3). Members of all 10 focus groups advocated the use of road testing to identify unsafe drivers. Many stated that physicians should address the driving-safety issue during routine office visits and, when necessary, make referrals for performance-based road testing. The groups were unanimous that on-the-road testing should be incorporated into the driver's license-renewal process. However, attitudes regarding the timing, criteria to invoke testing, and operationalization of such a strategy varied considerably. There also was no consensus on how the costs of these assessments should be covered and by whom.
Although law-enforcement officers and DMV personnel were considered essential to the evaluation of driving competence, most focus-group participants also agreed that overall responsibility for identifying unsafe drivers and preventing future accidents was shared by the family, physicians, the drivers (to the extent they were able to recognize their situation), insurance companies, the Alzheimer's Association, and society in general. Most participants believed that family members have the primary responsibility for identifying and dealing with unsafe drivers, but they also recognized that the attitudes and behaviors of some family members may pose barriers to driving cessation (Table 2).
Participants shared a number of concrete strategies to help both the families and the drivers with AD to successfully limit or discontinue unsafe driving (Table 4). Focus-group members also identified a number of factors that complicate driving decisions and render simple and universal dictums unfeasible. They discussed issues such as the growing trend toward diagnosis at an earlier stage of AD; the lack of a gold standard or clear-cut criteria for making driving retirement decisions; variability in driving tasks and environments during performance-based road testing; the inevitable loss of independence that accompanies restriction or cessation of driving; lack of insight on the part of the impaired driver; unwillingness or reluctance of family members to assume responsibility for driving; and the lack of acceptable and affordable transportation alternatives.
Recommendations
The need for educational efforts on driving and AD that target relevant stakeholders was a prevailing theme for all focus-group participants. Workshops and seminars on AD may assist health professionals, families, transportation specialists, and law-enforcement officers in understanding AD progression, staging, and the consequences for driving. Family members should be educated about the warning signs or red flags of unsafe driving behaviors that were documented in our sessions. They should also be counseled and referred to educational materials such as The 36 Hour Day (Mace & Rabins, 1991) and the Alzheimer's, Dementia & Driving Web site of The Hartford, Inc. (http://www.thehartford.com/alzheimers).
Many focus-group participants reported observing unsafe driving behaviors in persons known to have or suspected of having AD. Because these qualitative data cannot reliably assess the prevalence of or risk for these occurrences, we suggest further studies with larger numbers of participants to document the frequency and type of unsafe driving behaviors instrumental in the final decision to stop driving. For now, the list (Table 3) generated by this project could be useful for families, clinicians, and transportation specialists in identifying areas of concern.
Termination of driving privileges also may have serious consequences for older adults (Foley et al., 2002) and violate individual autonomy (Morris, 1994). A recent study indicated that drivers with AD were taken to fewer driving destinations after driving retirement, even when there was a licensed driver available in the household (Taylor & Tripodes, 2001). More research is needed on the process of finding feasible alternative methods of transportation and maintaining older adults' connections with the community once driving is terminated. Similarly, the impact of driving cessation on psychological and physical health has not been well studied and also warrants further research.
Just as clinicians inquire about diet, exercise, or emotional well-being when treating patients, they should be aware that driving and transportation issues significantly impact access to sources of nutrition, opportunities to engage in physical activity, and opportunities for social engagement, which are critical to overall health in late life. Clinicians should receive education on the availability, cost, and insurance coverage of testing resources; information on their state laws and procedures for reporting unsafe drivers; a list of feasible alternative transportation for their patients in the community; and available support groups for older drivers and their caregivers.
Clinicians should provide support and practical suggestions for caregivers and others to assist the older driver with AD in ultimately terminating the driving role. An increase in depressive symptoms has been associated with driving cessation in older adults (Marottoli et al., 1997). Practitioners can serve as authority figures or mediators to implement the process of relinquishing the driving role; this may come in the form of reporting the impaired driver to the state agency that oversees drivers' licenses, holding a conference with the patient and family members to address the driving problem, or providing written recommendations to the patient and family.
We were impressed with the arrangement among some focus-group family members and older adult drivers to work together to monitor driving skills, including making a pact to terminate driving privileges when appropriate. In addition, some of the drivers in our focus groups retained insight into their impaired driving abilities. A guide to driving and AD developed by the Hartford Financial Services Group (2000) offers suggestions on ways to formalize and make explicit such informal pacts by developing driving contracts. This area of self-monitoring and contracts should be explored.
Medical organizations and educational institutions should train primary care physicians to assess and manage driving and impaired function in older adults. The publication of the American Medical Association's Physician's Guide to Assessing and Counseling Older Drivers (Wang, Kosinski, Schwartzberg, & Shanklin, 2003; http://www.ama-assn.org/ama/pub/category/10791.html) is a major step toward this goal. Our findings that caregivers desire input from their physicians is consistent with the role the Association has outlined for physicians to assist patients and families in determining the impact of disease on driving ability and to make appropriate driving-related decisions.
The Physician's Guide, however, does not fully address some issues specific to AD raised in our focus groups. These issues include the use of cessation pacts between the driver with AD and family members, the importance of family-member input into driving-related decisions, the description of unsafe driving behaviors specific to drivers with AD, the identification of barriers that delay or prevent driving cessation, and the definition of strategies for driving cessation. Systematic quantitative research is needed in these areas. The prevalence and relative importance of beliefs expressed by stakeholders in this study, for example, could be determined through surveys. Identification of optimal strategies for educating physicians and other health professionals in AD and driving assessment and reporting procedures is another important area for study.
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Footnotes
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This research project was made possible through a supplemental research grant to the Washington University Alzheimer's Disease Research Center (Grant P50 AG05681) from the National Institute on Aging and the National Highway Traffic Safety Administration. 
1 Alzheimer's Disease Research Center, Washington University School of Medicine, St. Louis, MO. 
2 School of Social Work, Saint Louis University, St. Louis, MO. 
3 Department of Psychology, Saint Louis University, St. Louis, MO. 
4 Survey and Analysis Branch, DSCSD/CMHS/SAMHSA, Rockville, MD. 
Decision Editor: Linda S. Noelker, PhD
Received for publication June 15, 2004.
Accepted for publication February 16, 2005.
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